Former SEC Watchdog Kotz Violated Ethics Rules, Review Finds – Bloomberg 10-06-12

Salient to Investors:

The former internal watchdog for the S.E.C violated ethics rules by overseeing investigations that touched on people with whom he had personal relationships.

A financial adviser used the former S.E.C employee’s remarks to market a “crash-proof retirement” to senior citizens.

Read the full article at http://www.bloomberg.com/news/2012-10-06/former-sec-watchdog-kotz-violated-ethics-rules-review-finds-1-.html